Ahead of the release of the report by Department of Justice (DOJ) Inspector General Michael Horowitz looking into potential FISA abuse, we provide an overview of what exactly the known irregularities are.
The initiation of the investigation by the Office of the Inspector General (OIG) was originally announced on March 28, 2018. However, the IG’s report has been repeatedly pushed back and delayed.
IG Horowitz declared his area of original focus within his initiation announcement:
“As part of this examination, the OIG also will review information that was known to the DOJ and the FBI at the time the applications were filed from or about an alleged FBI confidential source. Additionally, the OIG will review the DOJ’s and FBI’s relationship and communications with the alleged source as they relate to the FISC applications.“
The “alleged FBI confidential source” being referenced in the IG announcement is former MI6 spy Christopher Steele. His “dossier”—an ongoing collection of individual documents—was used by the FBI as a large component of their FISA warrant application on Trump campaign adviser Carter Page in October 2016.
But there are some obvious problems with the FBI’s reliance on the Steele dossier. For one thing, former FBI Director James Comey testified before Congress to the FBI’s lack of verification of the Steele dossier:
“What I understand by verified is we then try to replicate the source information, so that it becomes FBI investigation and our conclusions rather than a reliable source’s. That’s what I understand it, the difference to be.
“And that work wasn’t completed by the time I left in May of 2017, to my knowledge.”
In other words, Comey told congressional investigators the Steele dossier wasn’t verified as of May 2017. Yet somehow, the dossier was used as the primary piece of evidence by the FBI to obtain the Carter Page FISA warrant on Oct. 21, 2016.
As the dossier was making its way into the FBI, the agency began its preparations to obtain a FISA warrant on Page, who was surveilled under Title I of the Foreign Intelligence Surveillance Act (FISA).
According to testimony to Congress by former FBI General Counsel James Baker in October, 2018, it appears that the FBI set its sights on Carter Page in the summer of 2016. When asked how he had first gained knowledge of the FBI’s intention to pursue a FISA warrant on Carter Page, Baker testified that it came through his familiarity with the FBI’s investigation:
Baker: “I learned of — so I was aware when the FBI first started to focus on Carter Page, I was aware of that because it was part of the broader investigation that we were conducting. So I was aware that we were investigating him. And then at some point in time –”
Rep. Meadows: “But that was many years ago. That was in 2014. Or are you talking about 2016?”
Baker: “I am talking about 2016 in the summer.”
Rep. Meadows: “Okay.”
Baker: “Yeah. And so I was aware of the investigation, and then at some point in time, as part of the regular briefings on the case, the briefers mentioned that they were going to pursue a FISA.”
Carter Page Targeted
Notably, it appears that some individuals within the FBI, and possibly the CIA, had begun to focus on Page earlier than Baker was aware. Page had been invited to a July 2016 symposium held at Cambridge regarding the upcoming election.
Page attended the event just four days after a July 2016 Moscow trip, and it was during this time in the UK that he first encountered Stefan Halper. Page’s Moscow trip would later figure prominently in the Steele dossier.
Halper, who has been outed as an FBI informant in media reports, stayed in contact with Page for the next 14 months, severing ties exactly as the final FISA warrant on Page expired.
In a November 2019 IG Report, Horowitz sharply criticized the FBI’s handling of confidential human sources, and in a video accompanying the release stated that “The FBI’s vetting processes for confidential sources, known as validation, did not comply with the attorney general guidelines, particularly with regard to long-term sources.”
The IG also found that the FBI’s “review committee had not vetted long-term sources in a timely manner” and once again, “did not comply with Attorney General guidelines.” Additionally, the IG noted that “FBI employees were sometimes discouraged from documenting conclusions and recommendations about sources.”
Although Steele’s name is not mentioned in the November IG Report, some of the issues described by Horowitz may pertain directly to the FBI’s handling of Steele.
In a May 29, 2019 article by The Hill, author John Solomon claimed that Britain’s top national security official warned U.S. officials in a memo “that the British government lacked confidence in the credibility of former MI6 spy Christopher Steele’s Russia collusion evidence.”
The existence of this memo has reportedly been corroborated by Rep. Devin Nunes (R-Calif.) and the memo is also mentioned in a filing by Lt. Gen. Michael Flynn’s lawyers, which notes the letter was “delivered by the British Embassy to the incoming National Security team after Donald Trump’s election, and to outgoing National Security Advisor Susan Rice.”
The filing noted that “the letter apparently disavows former British Secret Service Agent Christopher Steele, calls his credibility into question, and declares him untrustworthy.”
The FISA process is generally viewed as one that takes months of preparation before an application is actually presented to the FISA court. But according to Baker, the process could move very quickly and could even be done orally, if needed:
Shen [Counsel for House Democrats]: “How long will it take to assemble a complete application?”
Baker: “It depends. The cases are prioritized. And so the ones that are the most urgent — so in a counterterrorism case where there is an imminent threat, the process can move extremely quickly, and it can be done all orally.”
When asked what type of evidence might be present in a FISA application, Baker noted that it could come from a wide variety of lawful sources to establish probable cause and could include witness interviews and physical surveillance. Baker listed some additional sources:
“[Y]ou might have, confidential source information. You might have information from a foreign partner. You could have intercepts from some other intelligence agency that may have been provided to the FBI.”
FBI lawyer Sally Moyer testified before Congress that without the Steele dossier, the Carter Page application would have had a “50/50” chance of achieving the probable cause standard before the FISA court.
Moyer also testified that the FBI’s Woods file, which provides facts supporting the allegations made in a FISA application, was not reviewed as robustly as had been thought:
Somers [Council for House Republicans]: “So you don’t — do you review the Woods’ file?”
Somers: “Did you review the Woods’ file in the Carter Page application?”
Moyer told investigators that “the person that’s signing the application is relying on the individuals who have signed the Woods form that they have the Woods file.” These individuals would be the case agent and the supervisory special agent in the field:
Somers: “Okay. So beyond the case agent, who looks at a Woods’ file?”
Moyer: “The supervisory special agent in the field.”
Somers: “In the field. But no one else out of the field of that chain looks at a Woods’ file in general?”
Moyer: “That is correct, except both of those individuals sign the Woods’ form indicating that the facts are true and accurate and that they have documents to support those facts.”
Moyer acknowledged that in some cases, the supervisory special agent at FBI headquarters who is signing off on a FISA application might choose to review the Woods file, but that it wasn’t done for the Page FISA:
Somers: “Do you know if that happened in the case of Carter Page?”
Moyer: “I don’t think it did in this case.”
Unusual Review Process
Additionally, there appears to have been an unusual review process that took place within the FBI with regard to the FISA warrant on Page.
Trisha Anderson, the principal deputy general counsel for the FBI and head of the bureau’s National Security and Cyber Law Branch, approved the application for a FISA warrant to spy on Carter Page before it went to FBI Director James Comey.
According to Congressional testimony by Anderson, preapprovals for the Carter Page FISA warrant were provided by both the deputy director of the FBI, Andrew McCabe, and Deputy Attorney General Sally Yates, before the FISA application was ever presented to Anderson for review.
Anderson testified that “my boss [James Baker] and my boss’ boss [Andrew McCabe] had already reviewed and approved this application. And, in fact, the Deputy Attorney General [Sally Yates], who had the authority to sign the application, to be the substantive approver on the FISA application itself, had approved the application. And that typically would not have been the case before I did that.”
The unusual preliminary reviews and approvals from both McCabe and Yates appear to have had a substantial impact on the normal review process, leading other individuals like Anderson to believe that the warrant application was more vetted than it really was.
Anderson testified that she had not read the Carter Page FISA application prior to signing off on it and passing it along to Comey for the final FBI signature. Anderson also testified that each day, the director might receive 15 to 20 FISAs to sign, with each containing large amounts of documentation:
Baker [Council for House Republicans]: “And you said just a minute ago — I thought you said that the Director has 20 minutes set aside to review all the FISAs?”
Anderson: “Approximately, yes.”
Steele’s Contact With the Media
To make matters worse, circular reporting, provided by Steele himself, was used as corroboration of the dossier. The Page FISA extensively cited a Sept. 23, 2016, Yahoo News article by Michael Isikoff, which focused on Page’s July 2016 trip to Moscow. This information, which was used by the FBI to “corroborate” the dossier, was provided to Isikoff by the author of the dossier, Steele.
Additionally, Trump campaign adviser George Papadopoulos, whose conversation with Australian diplomat Alexander Downer was used to open the FBI’s July 31, 2016, counterintelligence investigation, is referenced in the FISA, yet there “is no evidence of any cooperation or conspiracy between Page and Papadopoulos,” according to a House Intelligence Committee memo.
Steele also had ongoing contact with former and current officials along with many members of the media in the fall of 2016. Perkins Coie, the DNC law firm that hired Fusion GPS on behalf of the Hillary Clinton campaign and the DNC, was aware of these media contacts as noted in the House Report on Russia Active Measures:
“Perkins Coie was aware of Steele’s initial media contacts because they hosted at least one meeting in Washington D.C. in 2016 with Steele and Fusion GPS where this matter was discussed.”
Steele also met with members of the U.S. media during his visit to Washington, doing so “at Fusion’s instruction.” According to UK Court documents, Steele testified that he “briefed” The New York Times, The Washington Post, Yahoo News, The New Yorker, and CNN at the end of September 2016. Steele would engage in a second round of media contact in mid-October 2016, meeting again with The New York Times, The Washington Post, and Yahoo News. Steele testified that all these meetings were “conducted verbally in person.”
Steele was terminated as a source by the FBI on Nov. 1, 2016, for communicating with the media.
Steele’s Contact With the State Department
During a September 2016 trip to Washington, Steele met with Jonathan Winer, then-deputy assistant secretary of state for international law enforcement and former special envoy for Libya, whom Steele had known since at least 2010.
Winer had received a separate dossier, very similar to Steele’s, from longtime Clinton confidant Sidney Blumenthal. This “second dossier” had been compiled by another longtime Clinton operative, former journalist Cody Shearer, and echoed claims made in the Steele dossier. Winer gave Steele a copy of the “second dossier.” Steele then shared this second dossier with the FBI, which may have used it as a means to corroborate Steele’s own dossier.
Steele later met with Kathleen Kavalec, then-deputy assistant secretary for European and Eurasian affairs, on Oct. 11, 2016, just 10 days prior to the FBI obtaining a FISA warrant on Trump campaign adviser Carter Page on Oct. 21, 2016.
Kavalec’s notes from the meeting indicate that she was aware that Steele had been talking to the media as her notes mention “Wash Po/NYT” under a section listed as “Managing.” And we also know that her typed notes were passed on to “other government officials” on Oct. 19, 2016—two days prior to the issuance of the Page FISA warrant.
Notably, Kavalec’s boss was Victoria Nuland, the former assistant secretary of state for European and Eurasian affairs. Nuland has previously admitted to receiving an early version of Steele’s dossier in July 2016. According to recent congressional testimony from Fiona Hill, Nuland directed Kavalec to meet with Steele:
Rep. Zeldin: “Are you aware of her [Victoria Nuland] directing anyone at State to talk to Christopher Steele during her tenure as Assistant Secretary?”
Hill: “I was aware from the exchanges that she asked Kathy Kavalec to talk to him after we had this discussion already, when I suppose Christopher SteeIe had asked to talk to her, and she asked Kathy Kavalec to talk to him instead.”
Rep. Zeldin: “In your opinion, would that be proper?”
Hill: “I wouldn’t have talked to him in that position, but whether it’s proper or not, I think, is a judgment for Assistant Secretary Nuland and others.”
Rep. Zeldin: “This was in the midst of the 2016 election, correct?”
Hill: “I believe that’s the case. I mean, I read about this later, and Kathy Kavalec told me that she’d been instructed to go and talk to him.”
According to Hill’s testimony, Steele was “my counterpart when I was the director, the national intelligence officer,” and she had a “working relationship” with Steele “for the whole period that I was national intelligence officer, so that would be from 2005 to the end of 2009.”
As noted in a May 10 letter sent by Sen. Lindsey Graham (R-S.C.) to both Secretary of State Mike Pompeo and Inspector General Michael Horowitz, “Ms. Kavalec’s contacts with Steel may have been the most significant and memorialized communications with him by a U.S. government official prior to the issuance of the Carter Page FISA warrant.”
Steele’s Bias Against Trump Was Known to DOJ’s Bruce Ohr
Steele had a longstanding relationship with DOJ official Bruce Ohr, who at the time was the highest ranking career official at the department, and maintained ongoing contact beginning in July 2016. Following Steele’s official termination by the FBI, Ohr and Steele communicated regularly for another full year, until November 2017.
Steele’s personal biases against then-candidate Trump have been reported in the media. During his Aug. 28, 2018, testimony, Ohr testified that he informed the FBI of Steele’s bias, along with details of Ohr’s wife’s employment with Fusion GPS—and Fusion’s political mandate—prior to the Oct. 21, 2016, FISA application made on Trump campaign volunteer Carter Page:
Rep. Ratcliffe: “So the record is clear, what the Department of Justice and the FBI was aware of prior to the first FISA application was your relationship with Christopher Steele and Glenn Simpson, your wife’s relationship with Christopher Steele and Glenn Simpson, Mr. Steele’s bias against Donald Trump, Mr. Simpson’s bias against Donald Trump, your wife’s compensation for work for Glenn Simpson and Fusion GPS, correct?”
Ohr: “Right. So just, again, to reiterate, when I spoke with the FBI, I told them my wife was working for Fusion GPS. I told them Fusion GPS was doing research on Donald Trump. You know, I don’t know if I used the term opposition research, but certainly that was my—what I tried to convey to them. I told them this is the information I had gotten from Chris Steele. At some point, and I don’t remember exactly when, I don’t think it was the first conversation, I told them that Chris Steele was desperate that Donald Trump not get elected.”
Ohr also personally told Deputy FBI Director McCabe of his concerns about possible bias during an August 2016 meeting:
Rep. Meadows: “So in August of 2016, you tell Andy McCabe that you’re concerned because your wife works for Fusion GPS and that’s where you’re getting the information?”
Ohr: “I wanted Mr. McCabe to know that there was a possible, you know—that the—”
Rep. Meadows: “Conflict of interest—”
Ohr: “—of interest or appearance thereof, yeah.”
Rep. Meadows: “So there’s a possible conflict of interest in August of 2016 before a FISA warrant is actually initiated?”
Ohr: “I think I did not mean to say conflict of interest. What I would say is that in evaluating any information that I transmitted to the FBI, I wanted the FBI to be aware of any possible bias—”
Rep. Meadows: “So you believe there was the possibility of bias?”
Although the public does not know what will be contained in the IG Report—or what conclusions, recommendations, and referrals may be made—Rep. John Ratcliffe had this to say on Fox News:
“The IG Report is going to be an indictment of the Steele Dossier and everyone that relied upon it. I know that because it has to be—I’ve seen all of the underlying documents. Same thing with regard to Papadopoulos. There was exculpatory information and I know that it wasn’t timely provided to the FISA Court. What conclusions Horowitz makes from that, I don’t know, I haven’t seen the report. But again, I’m very confident that when Jim Comey said FISA abuse was a bunch of nonsense last December, that it wasn’t. And the Inspector General’s report is going to say that.”
Early Proponents of the Steele Dossier have Called Its Accuracy Into Question
Isikoff, whose Sept. 23, 2016, article was used in the Page FISA, gave an interview on John Ziegler’s podcast, “Free Speech Broadcasting,” on Dec. 15, 2018, where Isikoff appeared to materially back away from the assertions made in his original article:
Zeigler: “You mention the Steele dossier, which to me has been unfairly derided, especially by Trump fans. Would you agree that a lot of what’s in the Steele dossier has been at least somewhat vindicated? Would you agree with that assessment?”
Isikoff admitted that, “When you actually get into the details of the Steele dossier, the specific allegations, we have not seen the evidence to support them, and, in fact, there’s good grounds to think that some of the more sensational allegations will never be proven and are likely false. … But based on the public record at this point, I’d have to say that most of the specific allegations have not been borne out.”
Steele had also claimed in his dossier that former Trump lawyer Michael Cohen had visited Prague, something that has been consistently and vehemently denied by both Cohen and his lawyer at the time, Lanny Davis.
In a Dec. 16, 2018, appearance on MSNBC, Davis was asked by Kasie Hunt if the Prague trip ever happened. Davis responded “No, no Prague, ever, never.”
Greg Miller, national security correspondent for The Washington Post, appeared in a Nov. 16, 2018, interview televised on C-Span. Miller, when asked for his opinion of the dossier, claimed that the dossier was “accurate in its broadest and most sweeping assertions and conclusions.” However, Miller added a material caveat, noting that the “narrower you get, the more particular you get, the harder it is to figure out whether it’s on the mark.”
Miller also described specific assertions contained in the dossier that The Washington Post had attempted to prove and failed:
“It’s not for lack of trying. There’s other material in the dossier we literally spent weeks and months trying to run down. There’s an assertion in there that Michael Cohen, Trump’s lawyer, went to Prague to settle some payments that were needed at the end of the campaign. We sent reporters through every hotel in Prague, through all over the place, just to try to figure out if he was ever there, and came away empty.
“We’ve talked to sources at the FBI and CIA and elsewhere. They don’t believe that ever happened.”
Problems With FBI’s Accessing of Raw FISA Data
Months before the FBI’s FISA application on Page, significant irregularities had been discovered by the NSA in the agency’s accessing of raw FISA data on American citizens. The sequence of events would result in what amounted to a surreptitious race between then-NSA Director Adm. Mike Rogers and DOJ National Security Division (NSD) head John Carlin.
Following the March 9, 2016, discovery that outside contractors for the FBI had been accessing raw FISA data since at least 2015, Rogers directed the NSA’s Office of Compliance to conduct a “fundamental baseline review of compliance associated with 702” at some point in early April 2016, according to Senate testimony and a declassified Foreign Intelligence Surveillance Court (FISC) ruling.
On April 18, 2016, Rogers moved aggressively in response to the disclosures. He abruptly shut down all FBI outside-contractor access. At this point, both the FBI and the DOJ’s National Security Division (NSD) became aware of Rogers’s compliance review.
The DOJ’s NSD maintains oversight of the intelligence agencies’ use of Section 702 authority. The NSD and the Office of the Director of National Intelligence (ODNI) jointly conduct reviews of the intelligence agencies’ Section 702 activities every 60 days. The NSD—with notice to the ODNI—is required to report any incidents of agency noncompliance or misconduct to the FISA court.
Instead of issuing individual court orders, the attorney general and the director of national intelligence (DNI) are required by Section 702 to provide the Foreign Intelligence Surveillance Court with annual certifications that specify categories of foreign intelligence information the government is authorized to acquire, pursuant to Section 702.
The attorney general and the DNI also must certify that Intelligence Community agencies will follow targeting procedures and minimization procedures that are approved by the FISC as part of the certification.
Carlin filed the government’s proposed 2016 Section 702 certifications on Sept. 26, 2016. Carlin knew the general status of the compliance review by Rogers. The NSD was part of the review. Carlin failed to disclose a critical Jan. 7, 2016, report by the NSA inspector general and associated FISA abuse to the FISA court in his 2016 certification. Carlin also failed to disclose Rogers’s ongoing Section 702 compliance review.
On Sept. 27, 2016, the day after he filed the annual certifications, Carlin announced his resignation, which would become effective on Oct. 15, 2016.
On Oct. 4, 2016, a standard follow-up court hearing was held (Page 19), with Carlin present. Again, he made no disclosure of FISA abuse or other related issues. This lack of disclosure would be noted by the court later in the April 2017 ruling:
“The government’s failure to disclose those IG and OCO reviews at the October 4, 2016 hearing [was ascribed] to an institutional ‘lack of candor.’”
On Oct. 15, 2016, Carlin formally left the NSD.
On Oct. 20, 2016, Rogers was briefed by the NSA compliance officer on findings from the 702 NSA compliance audit. The audit had uncovered a large number of issues, including numerous “about query” violations (Senate testimony).
Rogers shut down all “about query” activity on Oct. 21, 2016. “About queries” are particularly prone to abuse, since they occur when the target is neither the sender nor the recipient of the collected communication; rather, the target’s “query,” such as an email address, is being passed between two other communicants.
On the same day, the DOJ and FBI sought and received a Title I FISA warrant on Trump campaign adviser Carter Page. At this point, the FISA court still was unaware of the Section 702 violations.
On Oct. 24, 2016, Rogers verbally informed the FISA court of his findings:
“On October 24, 2016, the government orally apprised the Court of significant non-compliance with the NSA’s minimization procedures involving queries of data acquired under Section 702 using U.S. person identifiers. The full scope of non-compliant querying practices had not been previously disclosed to the Court.”
Rogers appeared formally before the FISA court on Oct. 26, 2016, and presented the written findings of his audit:
“Two days later, on the day the Court otherwise would have had to complete its review of the certifications and procedures, the government made a written submission regarding those compliance problems … and the Court held a hearing to address them.
“The government reported that the NSA IG and OCO were conducting other reviews covering different time periods, with preliminary results suggesting that the problem was widespread during all periods under review.”
The FISA court was unaware of the FISA “query” violations until they were presented to the court by then-NSA Director Rogers.
Carlin didn’t disclose his knowledge of FISA abuse in the annual Section 702 certifications. This might have been in order to avoid raising suspicions at the FISA court ahead of receiving the Carter Page FISA warrant.
As all of this was transpiring, then-Director of National Intelligence James Clapper and then-Defense Secretary Ash Carter submitted a recommendation that Rogers be removed from his position as NSA chief. The move to fire Rogers, which failed, originated sometime in mid-to-late October 2016—exactly when Rogers was preparing to present his findings to the FISA court.
The timeline of events suggest that the FBI and the NSD were literally racing against Rogers’s investigation in order to obtain the Page FISA warrant.
Rogers presented his findings directly to the FISA court’s presiding judge, Rosemary Collyer. Collyer and Rogers would work together for the next six months, addressing the issues that Rogers had uncovered.
It was Collyer who wrote the April 26, 2017, FISA court ruling on the matter. It also was Collyer who signed the original FISA warrant on Carter Page on Oct. 21, 2016, prior to being apprised of the many issues by Rogers.
The litany of abuses described in the April 26, 2017, ruling detailed the use of private contractors by the FBI in relation to Section 702 data. Collyer referred to it as “a very serious Fourth Amendment issue.” The FBI was specifically singled out by the court numerous times in the ruling:
“The improper access previously afforded the contractors has been discontinued. The Court is nonetheless concerned about the FBI’s apparent disregard of minimization rules and whether the FBI may be engaging in similar disclosures of raw Section 702 information that have not been reported.”
Rogers informed Collyer of the ongoing FISA abuses by the FBI and NSD just three days after she personally signed the Carter Page FISA warrant.
Virtually every FBI and DOJ National Security Division official with material involvement in the original Carter Page FISA application would later be removed—either through firing or resignation.
This article is part of my ongoing series at The Epoch Times.